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Securities Investor Protection Act
Results: 1008

#	Item
131	Rules Identifying Accounts of “Separate Customers” of SIPC Members 17 C.F.R. §§[removed]As Amended Through June 1981 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:50 Investment Securities Investor Protection Corporation Express trust Trust law Dodd–Frank Wall Street Reform and Consumer Protection Act Law Common law Equity
132	Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §[removed]As Amended through February 2014 Add to Reading List Source URL: sipc.org Language: English - Date: 2014-02-14 16:29:16 United States securities law Investment Securities Investor Protection Corporation Stock market 73rd United States Congress United States Securities and Exchange Commission Securities Investor Protection Act Security Securities Exchange Act Financial economics Finance Financial system
133	Microsoft Word - cbarnard5282 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-08 14:02:10 United States housing bubble Fixed income securities Structured finance Securities Asset-backed security Securitization Due diligence Investor Protection and Securities Reform Act Securities Act Finance Financial economics Business
134	PUBLIC LAW[removed]—DEC. 28, [removed]STAT[removed]Public Law[removed]99th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 14:22:21 Financial economics 73rd United States Congress Financial services Securities Exchange Act Fiduciary U.S. Securities and Exchange Commission Broker-dealer Securities regulation in the United States Investor Protection and Securities Reform Act Law United States securities law United States Securities and Exchange Commission
135	72 S T A T . ] PUBLIC LAW[removed]AUG. 21, [removed] Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 10:45:05 Investment Company Act Financial regulation Small Business Administration United States corporate law Finance United States federal banking legislation Investor Protection and Securities Reform Act Sarbanes–Oxley Act United States securities law Law 76th United States Congress
136	Microsoft Word - Hermes SEC Response on Comp and Gold Parachutes Nov[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 11:08:50 Corporate governance Corporations law Private law Stock market Dodd–Frank Wall Street Reform and Consumer Protection Act Executive pay Proxy statement Board of directors Investor Protection and Securities Reform Act Business Management SEC filings
137	June 4, 2013 The Honorable Mary Jo White Chairman U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-06 15:57:56 Registered Investment Advisor 76th United States Congress Investment Fiduciary Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Investment Advisers Act Investor Protection and Securities Reform Act Law Financial economics Finance
138	98 STAT[removed]PUBLIC LAW[removed]—OCT. 19, 1984 Public Law[removed]98th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 14:22:52 Politics of the United States Dodd–Frank Wall Street Reform and Consumer Protection Act United States Investor Protection and Securities Reform Act Government procurement in the United States United States administrative law United States federal banking legislation
139	CGIF - SRC Rule 9 2 Memo to ICTD Nov[removed] Add to Reading List Source URL: www.sec.gov.ph Language: English - Date: 2015-01-21 19:00:00 Investment Finance United States securities law Regulation D Security Securities U.S. Securities and Exchange Commission Securities Exchange Act Investor Protection and Securities Reform Act Stock market United States Securities and Exchange Commission Financial economics
140	O:\AYO\AYO08C04.xml [DISCUSSION DRAFT] 110TH CONGRESS 2D SESSION Add to Reading List Source URL: michellemalkin.com Language: English - Date: 2014-01-15 21:44:59 Late-2000s financial crisis United States Department of the Treasury Economy of the United States Emergency Economic Stabilization Act Finance Financial regulation Investor Protection and Securities Reform Act Public Law 110-343 Troubled Asset Relief Program United States federal banking legislation 110th United States Congress

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